Financial Services

Financial Services

Moss Adams has a long history of leadership in the investment advisory business through strategic advice, consulting, mergers and acquisitions, and valuation. In particular, Moss Adams has a particular focus on firms facing succession planning and “sale of practice” situations. We’ve provided assurance, consulting, due diligence, tax planning, and merger and acquisition services to more than 1,200 investment advisors, broker-dealers, and hedge fund and private equity managers throughout the United States, Canada, and Australia.

Our Financial Services team focuses on the following specific sectors: 

  • Independent broker-dealers
  • Registered investment advisors (RIAs)
  • Insurance agency groups
  • Hedge fund managers
  • Private equity managers

In the News

Contact Us

Selected Transactions